Articles Tagged with anthony

BROKER REPORT: Anthony Librizzi Suspended By FINRA

September 7, 2016 | Malecki Law Team

The investment and securities fraud attorneys at Malecki Law are interested in hearing from investors who have complaints regarding L.O. Thomas & Co , Inc. financial advisor Anthony Librizzi.

According to his BrokerCheck report maintained by the Financial Industry Regulatory Authority (“FINRA”), Mr. Librizzi was most recently with Wells Fargo Advisors LLC before resigning amid allegations.

FINRA records indicate that Mr. Librizzi resigned from Wells Fargo voluntarily in 2013 amid allegations that he “accepted $8,000 from a client.”

BROKER REPORT: Anthony Manougian

July 25, 2016 | Malecki Law Team

The investment and securities fraud attorneys at Malecki Law are interested in hearing from investors who have complaints regarding Oppenheimer & Co. financial advisor Anthony Manougian. According to his BrokerCheck report maintained by the Financial Industry Regulatory Authority (“FINRA”), Mr. Manougian left Morgan Stanley Smith Barney “after allegations.”

In 2012, Mr. Manougian was recently the subject of an employment separation after allegations, per FINRA records. BrokerCheck indicates that there were “concerns regarding FA’s conduct and status as beneficiary in connection with a client estate.”

Mr. Manougian has also reportedly been the subject of two customer disputes, which were denied, per the Broker Comment on Mr. Manougian’s BrokerCheck.