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Articles Posted in bonds

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Is Your Broker Or Investment Advisor Giving You The Real Picture About Bonds and Fixed Income Investments?

In the recent years, we witnessed a sharp decline in Puerto Rican municipal bond prices and related assets, resulting in an upsurge in FINRA claims, arbitrations and awards. This has revealed new insights into the bond market and we anticipate a wave of FINRA Arbitration cases linked to bonds and…

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BROKER REPORT: Joseph A. Miles Is the Subject of Third Customer Complaint

The securities fraud attorneys at Malecki Law are interested in hearing from investors who have complaints against stockbroker Joseph A. Miles.  Mr. Miles is believed to be currently employed and registered with St. Bernard Financial Services, Inc. based in Russellville, Arkansas.  He was also previously registered with Clearing Services of…

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Citigroup Affiliates Charged With Defrauding Investors Settle with SEC For $180 Million

The Securities and Exchange Commission (SEC) announced this week that two Citigroup Affiliates, Citigroup Global Markets Inc. (CGMI) and Citigroup Alternative Investments LLC (CAI), agreed to pay $180 million to settle charges of defrauding investors with false and misleading claims. According to allegations, these Citigroup affiliates had claimed that their…

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