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Articles Posted in Stock Fraud

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Marijuana Related Investment Fraud on The Rise: Watch Out for Unregistered Securities

While marijuana-related investments grow in popularity, the SEC has reportedly received more associated complaints from investors. As a result, the Securities and Exchange Commission warns individuals to be mindful of certain risks before investing in marijuana-related companies. The SEC released an investor alert with this warning after medical marijuana company…

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Are My Investments Losing Money Because of the Market or Am I Just in the Wrong Investments?

You may ask yourself when the market swings whether your investment losses are temporary, permanent, due to the market swings or due to something else.  When the market is good, a rising tide lifts all boats, as they say, but when the market is down, the truth may be revealed.…

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Malecki Law Investigating Possible Ponzi Scheme and/or Misappropriation of Funds by Financial Adviser Hector May

Malecki Law is currently investigating allegations against Securities America, Inc. and its terminated financial adviser, Hector Anthony May.  Mr. May was employed almost twenty years with Securities America at its New City, New York office, and was terminated in March of 2018 in relation to an ongoing criminal investigation by…

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Did Seadrill Leave a Hole in Your Investment Portfolio?

It seems like every day there is a new “hot stock” being pushed by financial pundits and brokerage houses alike.  Seadrill Limited (ticker symbol, SDRL) was once one of these hot stocks, but it has since fallen from grace, with wide reports that it will be declaring chapter 11 bankruptcy…

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What is There to Gain From Being a Whistleblower?

It takes a lot of courage to report illegal or fraudulent misconduct by one’s own employer.  This is because being a whistleblower carries significant risks.  Whistleblowers not only risk their current employment, but possible ongoing retaliation that can harm their industry reputation and ability to find work with employers in…

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Potential Recovery Options for OncoMed (OMED) Investors

Shares of OncoMed (OMED) plunged more than 40% today, January 25th, in the wake of a report concerning a pancreatic cancer drug the company had reportedly been working on.  According to Marketwatch, “an independent data safety monitoring board advised ‘of several findings regarding futility’ of a Phase 2 treatment of…

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Steep Market Selloffs May Uncover Risks in Accounts Such as Adverse Consequences of Margin

It was reported by Bloomberg News on Friday January 24, 2014 that there was a “massive selloff” in emerging markets that led to a decline of approximately 2% to the Dow Jones Industrial Average and S&P 500. It is during such fast and sudden selloffs that underlying problems in public…

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Jenice Malecki of Malecki Law Speaks with the Wall Street Journal About “Ending Up In Arbitration”

Securities attorney Jenice Malecki spoke recently with Wealth Management at wsj.com‘s Caitlin Nish about what makes a strong investor claim against a broker and the steps that lead up to brokers having to defend themselves in arbitration. To watch the video click here. Investors who have lost money because of…

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CBS Evening News Will Be Featuring the Lawsuit filed by Malecki Law relating to Alleged Ponzi Schemer Robert Van Zandt

Tonight, June 5, 2012, on the 6 O’Clock Evening News on CBS 2 New York, the lawsuit filed by Malecki Law on behalf of forty-three investors in the alleged Ponzi scheme run by Robert Van Zandt will be featured. This past December, Malecki Law announced the filing of a civil…

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Malecki Law Announces Filing of a Civil Complaint with FINRA Against MetLife Securities, Inc. in Connection with Alleged Ponzi Schemer Robert H. Van Zandt

Malecki Law announces the filing of a civil arbitration complaint in excess of $4 million, plus punitive damages, against MetLife Securities, Inc. The case is being filed with the Financial Industry Regulatory Authority (“FINRA”) today for alleged improper supervision and selling away, relating to an alleged Ponzi scheme that devastated…

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