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Articles Posted in FINRA Rule 5310

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“Roaring Kitty” Brought Back to Life: How the “Meme Stock” Leader Continues to Make Headlines Following E*Trade’s Apparent Freeze

What might have been a coincidental system glitch of an apparent freeze of E*Trade’s trading platform on May 13, 2024 following Keith Gill’s reappearance on social media, may have been intentional.  Read more about the May 13 event, here. The Wall Street Journal reported on June 3, 2024, about internal…

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E*Trade’s Platform Was Down While “Meme Stock” Leader “Roaring Kitty” Woke Up

On May 13, 2024, E*Trade’s trading platform was down at market open, which caused its customers to be unable to sign in, halting their ability to buy or sell securities. Many retail investors took social media by storm about the event. If you were locked out of your online brokerage…

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